0001193125-17-039279.txt : 20170213 0001193125-17-039279.hdr.sgml : 20170213 20170213063703 ACCESSION NUMBER: 0001193125-17-039279 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NTT DOCOMO INC CENTRAL INDEX KEY: 0001166141 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77929 FILM NUMBER: 17595694 BUSINESS ADDRESS: STREET 1: SANNO PARK TOWER STREET 2: 11-1 NAGATA-CHO 2-CHOME, CHIYODA-KU CITY: TOKYO M0 100-6150 STATE: M0 ZIP: 100-6150 BUSINESS PHONE: 81351561338 MAIL ADDRESS: STREET 1: SANNO PARK TOWER STREET 2: 11-1 NAGATA-CHO 2-CHOME, CHIYODA-KU CITY: TOKYO M0 100-6150 STATE: M0 ZIP: 100-6150 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NIPPON TELEGRAPH & TELEPHONE CORP CENTRAL INDEX KEY: 0000769594 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: OTEMACHI FIRST SQUARE, EAST TOWER, 5-1 STREET 2: OTEMACHI 1-CHOME, CHIYODA-KU CITY: TOKYO JAPAN STATE: M0 ZIP: 100-8116 BUSINESS PHONE: 2126610810 MAIL ADDRESS: STREET 1: C/O NTT AMERICA, INC. 757 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 SC 13G/A 1 d311775dsc13ga.htm SCHEDULE 13G AMENDMENT NO.5 SCHEDULE 13G AMENDMENT NO.5

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 5)*

NTT DOCOMO, INC.

 

 

(Name of Issuer)

Common Stock

 

 

(Title of Class of Securities)

Not Applicable (see Item 2(e) herein)

 

 

(CUSIP Number)

December 31, 2016

 

 

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☑ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No.  Not Applicable   13G   Page  2  of  5  Pages            

 

  (1)   

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only)

 

            Nippon Telegraph and Telephone Corporation

     
  (2)   

Check the Appropriate Box if a Member of a Group

(a)  ☐

(b)  ☐

 

            Not Applicable

     
  (3)   

SEC Use Only

 

     
  (4)   

Citizenship or Place of Organization

 

            Japan

     

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

 

 (5)

   

 

Sole Voting Power

 

        2,469,084,400

 

     
    

 

 (6)

   

 

Shared Voting Power

 

        0

 

     
    

 

 (7)

   

 

Sole Dispositive Power

 

        2,469,084,400

 

     
    

 

 (8)

   

 

Shared Dispositive Power

 

        0

 

   
  (9)   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,469,084,400

     
(10)   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

            Not Applicable

     
(11)   

Percent of Class Represented by Amount in Row (9)

 

            66.6%*

     
(12)   

Type of Reporting Person

 

            CO

     

 

* Calculated based on the aggregate number of NTT DOCOMO’s outstanding shares excluding treasury stock.

Item 1.    (a)       Name of Issuer:
         NTT DOCOMO, INC.
   (b)       Address of Issuer’s Principal Executive Offices:
         Sanno Park Tower
         11-1 Nagata-cho 2-chome
         Chiyoda-ku Tokyo 100-6150 Japan
Item 2.    (a)       Name of Person Filing:
         Nippon Telegraph and Telephone Corporation
   (b)       Address of Principal Business Office or, if none, Residence:
         Otemachi First Square, East Tower
         5-1, Otemachi 1-chome
         Chiyoda-ku, Tokyo 100-8116 Japan
   (c)       Citizenship:
         Japan
   (d)       Title of Class of Securities:
         Common Stock
   (e)       CUSIP Number:
         The Common Stock of NTT DOCOMO, INC. and the American Depository Shares (“ADSs”), each of which represents a share of Common Stock of NTT DOCOMO, INC., are listed on the New York Stock Exchange. The CUSIP number for the ADSs is 62942M201. The Common Stock of NTT DOCOMO, INC. does not have a CUSIP number.

Item 3.        If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
       Not Applicable
Item 4.        Ownership
       (a)    Amount beneficially owned:
      2,469,084,400
       (b)    Percent of class:
      66.6%
      (Calculated based on the aggregate number of NTT DOCOMO’s outstanding shares excluding treasury stock.)
       (c)    Number of shares as to which the person has:
      (i)    Sole power to vote or to direct the vote
         2,469,084,400
      (ii)    Shared power to vote or to direct the vote
         0
      (iii)    Sole power to dispose or to direct the disposition of
         2,469,084,400
      (iv)    Shared power to dispose or to direct the disposition of
         0

Item 5.    Ownership of Five Percent or Less of a Class.
   Not Applicable
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.
   Not Applicable
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   Not Applicable
Item 8.    Identification and Classification of Members of the Group.
   Not Applicable
Item 9.    Notice of Dissolution of Group.
   Not Applicable
Item 10.    Certifications.
   Not Applicable

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated as of February 13, 2017

 

NIPPON TELEGRAPH AND TELEPHONE CORPORATION
By:  

/s/ Eiichi Sakamoto

 

Name:  

 

Eiichi Sakamoto

Title:   Senior Vice President
 

Director, Corporate Strategy Planning

Department